Compliance Manager

The Opportunity

This is a great opportunity to participate to the growth of an internationally recognised investment management company based in Luxembourg taking on this newly created job.
Assisted by an experienced Compliance officer, you will be responsible for administering Compliance processes, promoting the compliance culture and advising senior management and business lines across the Company and its delegates.

 

 The Responsibilities

 

The role will include among others the following responsibilities:
• Defining and monitoring the compliance control plan and escalating major risks and issues to senior management.
• Identifying and implementing improvement of compliance controls and checks.
• Overseeing the compliance controls within the Delegates and Services Providers, including periodic reviews of their general compliance framework and AML/CTF arrangements.
• Acting as AMLO: Responsible for the AML/CTF framework of the Management Company.
• Supporting the writing of License filing request and the review of all funds’ and Company’s legal documentation and any corporate policy
• Giving guidance and advice to the senior management regarding Luxembourg laws and Regulations as well as worldwide regulation, but also to other departments.
• Assessing the compliance of launch of product or business proposals.

 

The Competencies

 

- You have a university degree in Law, Finance or Economics
- You have a minimum of 7 year experience in compliance in Luxembourg within the fund industry and a first successful experience in people management.
- Fluent in English, the knowledge of French would be a strong asset
- Strong UCITS and AIFMD regulation knowledge
- Organised, excellent communication and interpersonal skills, proactive and open-minded.

 

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